Home » SEC Filing Articles

Image for Schwab US Dividend Equity ETF (NYSEARCA:SCHD) is Regal Investment Advisors LLC’s 8th Largest Position

Schwab US Dividend Equity ETF (NYSEARCA:SCHD) is Regal Investment Advisors LLC’s 8th Largest Position

Regal Investment Advisors LLC boosted its holdings in Schwab US Dividend Equity ETF (NYSEARCA:SCHD – Free Report) by 229.3% during the 4th quarter, according to the company in its most recent disclosure with the Securities and... More of this article »
Image for T-Mobile US, Inc. (NASDAQ:TMUS) Shares Purchased by United Capital Financial Advisors LLC

T-Mobile US, Inc. (NASDAQ:TMUS) Shares Purchased by United Capital Financial Advisors LLC

United Capital Financial Advisors LLC raised its stake in T-Mobile US, Inc. (NASDAQ:TMUS – Free Report) by 0.4% during the fourth quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC).... More of this article »
Image for 3,500 Shares in Palantir Technologies Inc. (NASDAQ:PLTR) Purchased by Lafayette Investments Inc.

3,500 Shares in Palantir Technologies Inc. (NASDAQ:PLTR) Purchased by Lafayette Investments Inc.

Lafayette Investments Inc. bought a new position in shares of Palantir Technologies Inc. (NASDAQ:PLTR – Free Report) during the 4th quarter, according to the company in its most recent filing with the SEC. The fund bought 3,500... More of this article »
Image for Mariner LLC Grows Stock Position in Ball Co. (NYSE:BALL)

Mariner LLC Grows Stock Position in Ball Co. (NYSE:BALL)

Mariner LLC lifted its holdings in shares of Ball Co. (NYSE:BALL – Free Report) by 2.7% during the fourth quarter, Holdings Channel.com reports. The fund owned 1,198,281 shares of the company’s stock after acquiring an... More of this article »
Image for Mondelez International, Inc. (NASDAQ:MDLZ) Shares Sold by Anchor Investment Management LLC

Mondelez International, Inc. (NASDAQ:MDLZ) Shares Sold by Anchor Investment Management LLC

Anchor Investment Management LLC decreased its stake in shares of Mondelez International, Inc. (NASDAQ:MDLZ – Free Report) by 1.8% in the 4th quarter, HoldingsChannel.com reports. The firm owned 38,940 shares of the company’s... More of this article »
Image for Anchor Investment Management LLC Buys 845 Shares of Vanguard Short-Term Corporate Bond ETF (NASDAQ:VCSH)

Anchor Investment Management LLC Buys 845 Shares of Vanguard Short-Term Corporate Bond ETF (NASDAQ:VCSH)

Anchor Investment Management LLC lifted its stake in shares of Vanguard Short-Term Corporate Bond ETF (NASDAQ:VCSH – Free Report) by 1.4% in the 4th quarter, according to its most recent Form 13F filing with the Securities &... More of this article »
Image for Jump Financial LLC Invests $18.35 Million in Occidental Petroleum Co. (NYSE:OXY)

Jump Financial LLC Invests $18.35 Million in Occidental Petroleum Co. (NYSE:OXY)

Jump Financial LLC acquired a new stake in Occidental Petroleum Co. (NYSE:OXY – Free Report) in the 4th quarter, according to its most recent disclosure with the Securities and Exchange Commission. The firm acquired 371,454... More of this article »
Image for Montag & Caldwell LLC Has $16.66 Million Stake in Intuit Inc. (NASDAQ:INTU)

Montag & Caldwell LLC Has $16.66 Million Stake in Intuit Inc. (NASDAQ:INTU)

Montag & Caldwell LLC trimmed its holdings in shares of Intuit Inc. (NASDAQ:INTU – Free Report) by 7.4% during the fourth quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC).... More of this article »
Image for Jump Financial LLC Increases Stock Position in QUALCOMM Incorporated (NASDAQ:QCOM)

Jump Financial LLC Increases Stock Position in QUALCOMM Incorporated (NASDAQ:QCOM)

Jump Financial LLC grew its holdings in shares of QUALCOMM Incorporated (NASDAQ:QCOM – Free Report) by 0.8% in the 4th quarter, Holdings Channel reports. The fund owned 73,423 shares of the wireless technology company’s... More of this article »
Image for Jump Financial LLC Has $13.48 Million Stock Holdings in iShares Semiconductor ETF (NASDAQ:SOXX)

Jump Financial LLC Has $13.48 Million Stock Holdings in iShares Semiconductor ETF (NASDAQ:SOXX)

Jump Financial LLC lowered its stake in shares of iShares Semiconductor ETF (NASDAQ:SOXX – Free Report) by 14.1% during the fourth quarter, HoldingsChannel reports. The firm owned 62,541 shares of the exchange traded fund’s... More of this article »
Image for Teton Advisors Inc. Lowers Holdings in Lee Enterprises, Incorporated (NYSE:LEE)

Teton Advisors Inc. Lowers Holdings in Lee Enterprises, Incorporated (NYSE:LEE)

Teton Advisors Inc. trimmed its holdings in Lee Enterprises, Incorporated (NYSE:LEE – Free Report) by 20.5% in the 4th quarter, HoldingsChannel reports. The firm owned 15,100 shares of the company’s stock after selling... More of this article »
Image for ConocoPhillips (NYSE:COP) Shares Purchased by Ontario Teachers Pension Plan Board

ConocoPhillips (NYSE:COP) Shares Purchased by Ontario Teachers Pension Plan Board

Ontario Teachers Pension Plan Board boosted its position in shares of ConocoPhillips (NYSE:COP – Free Report) by 78.2% during the 4th quarter, HoldingsChannel reports. The institutional investor owned 28,770 shares of the energy... More of this article »
Image for AGP Franklin LLC Takes $2.43 Million Position in Corning Incorporated (NYSE:GLW)

AGP Franklin LLC Takes $2.43 Million Position in Corning Incorporated (NYSE:GLW)

AGP Franklin LLC purchased a new stake in Corning Incorporated (NYSE:GLW – Free Report) during the 4th quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The institutional investor... More of this article »
Image for Advisors Capital Management LLC Increases Stock Holdings in KLA Co. (NASDAQ:KLAC)

Advisors Capital Management LLC Increases Stock Holdings in KLA Co. (NASDAQ:KLAC)

Advisors Capital Management LLC boosted its holdings in shares of KLA Co. (NASDAQ:KLAC – Free Report) by 5.0% in the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission. The... More of this article »
Image for Palo Alto Networks, Inc. (NASDAQ:PANW) Shares Bought by Carroll Investors Inc

Palo Alto Networks, Inc. (NASDAQ:PANW) Shares Bought by Carroll Investors Inc

Carroll Investors Inc boosted its stake in shares of Palo Alto Networks, Inc. (NASDAQ:PANW – Free Report) by 100.2% during the 4th quarter, according to its most recent filing with the SEC. The firm owned 56,674 shares of the... More of this article »
Image for Bragg Financial Advisors Inc Acquires 687 Shares of AT&T Inc. (NYSE:T)

Bragg Financial Advisors Inc Acquires 687 Shares of AT&T Inc. (NYSE:T)

Bragg Financial Advisors Inc raised its holdings in AT&T Inc. (NYSE:T – Free Report) by 3.8% during the fourth quarter, Holdings Channel reports. The institutional investor owned 18,553 shares of the technology company’s... More of this article »
Image for Ontario Teachers Pension Plan Board Buys 9,948 Shares of Camden Property Trust (NYSE:CPT)

Ontario Teachers Pension Plan Board Buys 9,948 Shares of Camden Property Trust (NYSE:CPT)

Ontario Teachers Pension Plan Board increased its stake in Camden Property Trust (NYSE:CPT – Free Report) by 96.5% in the fourth quarter, Holdings Channel reports. The institutional investor owned 20,262 shares of the real... More of this article »
Image for Ontario Teachers Pension Plan Board Reduces Stock Holdings in Honeywell International Inc. (NASDAQ:HON)

Ontario Teachers Pension Plan Board Reduces Stock Holdings in Honeywell International Inc. (NASDAQ:HON)

Ontario Teachers Pension Plan Board trimmed its position in Honeywell International Inc. (NASDAQ:HON – Free Report) by 57.1% in the fourth quarter, HoldingsChannel reports. The firm owned 1,371,254 shares of the conglomerate’s... More of this article »
Image for XTX Topco Ltd Has $1.63 Million Stock Holdings in Pfizer Inc. (NYSE:PFE)

XTX Topco Ltd Has $1.63 Million Stock Holdings in Pfizer Inc. (NYSE:PFE)

XTX Topco Ltd raised its stake in shares of Pfizer Inc. (NYSE:PFE – Free Report) by 69.9% in the fourth quarter, HoldingsChannel reports. The institutional investor owned 61,341 shares of the biopharmaceutical company’s... More of this article »
Image for Teton Advisors Inc. Cuts Stock Position in Ducommun Incorporated (NYSE:DCO)

Teton Advisors Inc. Cuts Stock Position in Ducommun Incorporated (NYSE:DCO)

Teton Advisors Inc. trimmed its position in shares of Ducommun Incorporated (NYSE:DCO – Free Report) by 9.2% in the fourth quarter, HoldingsChannel reports. The firm owned 128,000 shares of the aerospace company’s stock... More of this article »
Image for Rossby Financial LCC Buys New Stake in Rio Tinto Group (NYSE:RIO)

Rossby Financial LCC Buys New Stake in Rio Tinto Group (NYSE:RIO)

Rossby Financial LCC purchased a new position in shares of Rio Tinto Group (NYSE:RIO – Free Report) during the fourth quarter, according to its most recent disclosure with the Securities & Exchange Commission. The institutional... More of this article »
Image for Gamco Investors INC. ET AL Reduces Stake in Rollins, Inc. (NYSE:ROL)

Gamco Investors INC. ET AL Reduces Stake in Rollins, Inc. (NYSE:ROL)

Gamco Investors INC. ET AL lowered its position in shares of Rollins, Inc. (NYSE:ROL – Free Report) by 1.5% in the 4th quarter, Holdings Channel.com reports. The fund owned 1,746,487 shares of the business services provider’s... More of this article »
Image for Keeley Teton Advisors LLC Trims Stock Holdings in International Seaways, Inc. (NYSE:INSW)

Keeley Teton Advisors LLC Trims Stock Holdings in International Seaways, Inc. (NYSE:INSW)

Keeley Teton Advisors LLC decreased its holdings in International Seaways, Inc. (NYSE:INSW – Free Report) by 4.5% in the 4th quarter, Holdings Channel reports. The firm owned 67,853 shares of the transportation company’s... More of this article »
Image for Bridgewater Associates LP Grows Stock Holdings in Shell plc (NYSE:SHEL)

Bridgewater Associates LP Grows Stock Holdings in Shell plc (NYSE:SHEL)

Bridgewater Associates LP increased its position in shares of Shell plc (NYSE:SHEL – Free Report) by 523.9% during the 4th quarter, Holdings Channel.com reports. The fund owned 831,000 shares of the energy company’s stock... More of this article »
Image for Analog Devices, Inc. (NASDAQ:ADI) Shares Bought by Delaney Dennis R

Analog Devices, Inc. (NASDAQ:ADI) Shares Bought by Delaney Dennis R

Delaney Dennis R increased its position in Analog Devices, Inc. (NASDAQ:ADI – Free Report) by 1.7% during the fourth quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission... More of this article »
Image for Gabelli Funds LLC Sells 8,000 Shares of Waste Connections, Inc. (NYSE:WCN)

Gabelli Funds LLC Sells 8,000 Shares of Waste Connections, Inc. (NYSE:WCN)

Gabelli Funds LLC trimmed its holdings in Waste Connections, Inc. (NYSE:WCN – Free Report) by 3.9% in the 4th quarter, HoldingsChannel reports. The firm owned 196,312 shares of the business services provider’s stock after... More of this article »
Image for Rench Wealth Management Inc. Has $12.17 Million Stock Position in JPMorgan Chase & Co. (NYSE:JPM)

Rench Wealth Management Inc. Has $12.17 Million Stock Position in JPMorgan Chase & Co. (NYSE:JPM)

Rench Wealth Management Inc. lowered its stake in shares of JPMorgan Chase & Co. (NYSE:JPM) by 0.4% during the 4th quarter, Holdings Channel.com reports. The fund owned 50,768 shares of the financial services provider’s... More of this article »
Image for M Holdings Securities Inc. Reduces Position in JPMorgan Chase & Co. (NYSE:JPM)

M Holdings Securities Inc. Reduces Position in JPMorgan Chase & Co. (NYSE:JPM)

M Holdings Securities Inc. reduced its position in JPMorgan Chase & Co. (NYSE:JPM) by 3.8% in the 4th quarter, according to its most recent disclosure with the Securities and Exchange Commission. The firm owned 25,828 shares... More of this article »
Image for Lafayette Investments Inc. Buys Shares of 7,320 Kinder Morgan, Inc. (NYSE:KMI)

Lafayette Investments Inc. Buys Shares of 7,320 Kinder Morgan, Inc. (NYSE:KMI)

Lafayette Investments Inc. purchased a new position in shares of Kinder Morgan, Inc. (NYSE:KMI – Free Report) during the fourth quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange... More of this article »
Image for Keeley Teton Advisors LLC Sells 38,581 Shares of CareTrust REIT, Inc. (NASDAQ:CTRE)

Keeley Teton Advisors LLC Sells 38,581 Shares of CareTrust REIT, Inc. (NASDAQ:CTRE)

Keeley Teton Advisors LLC decreased its position in CareTrust REIT, Inc. (NASDAQ:CTRE – Free Report) by 11.8% during the 4th quarter, Holdings Channel reports. The firm owned 287,739 shares of the real estate investment trust’s... More of this article »
Image for Kane Investment Management Inc. Acquires New Position in Cornerstone Strategic Value Fund, Inc. (NYSEAMERICAN:CLM)

Kane Investment Management Inc. Acquires New Position in Cornerstone Strategic Value Fund, Inc. (NYSEAMERICAN:CLM)

Kane Investment Management Inc. bought a new position in Cornerstone Strategic Value Fund, Inc. (NYSEAMERICAN:CLM – Free Report) during the fourth quarter, according to its most recent Form 13F filing with the SEC. The firm... More of this article »
Image for M Holdings Securities Inc. Buys 1,826 Shares of iShares Silver Trust (NYSEARCA:SLV)

M Holdings Securities Inc. Buys 1,826 Shares of iShares Silver Trust (NYSEARCA:SLV)

M Holdings Securities Inc. boosted its stake in shares of iShares Silver Trust (NYSEARCA:SLV – Free Report) by 4.7% during the fourth quarter, Holdings Channel.com reports. The firm owned 40,849 shares of the exchange traded... More of this article »
Image for Affinity Asset Advisors LLC Sells 10,000 Shares of Vera Therapeutics, Inc. (NASDAQ:VERA)

Affinity Asset Advisors LLC Sells 10,000 Shares of Vera Therapeutics, Inc. (NASDAQ:VERA)

Affinity Asset Advisors LLC lowered its stake in Vera Therapeutics, Inc. (NASDAQ:VERA – Free Report) by 2.3% during the 4th quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission.... More of this article »
Image for Ally Invest Advisors Inc. Grows Stock Position in iShares ESG Advanced MSCI EM ETF (NASDAQ:EMXF)

Ally Invest Advisors Inc. Grows Stock Position in iShares ESG Advanced MSCI EM ETF (NASDAQ:EMXF)

Ally Invest Advisors Inc. boosted its holdings in iShares ESG Advanced MSCI EM ETF (NASDAQ:EMXF – Free Report) by 4.5% in the 4th quarter, HoldingsChannel reports. The fund owned 8,383 shares of the company’s stock after... More of this article »
Image for Vanguard Value ETF (NYSEARCA:VTV) Shares Acquired by Ally Invest Advisors Inc.

Vanguard Value ETF (NYSEARCA:VTV) Shares Acquired by Ally Invest Advisors Inc.

Ally Invest Advisors Inc. boosted its position in shares of Vanguard Value ETF (NYSEARCA:VTV – Free Report) by 47.2% in the fourth quarter, according to the company in its most recent 13F filing with the Securities and Exchange... More of this article »
Image for Bristol-Myers Squibb (NYSE:BMY) Shares Sold by Dodge & Cox

Bristol-Myers Squibb (NYSE:BMY) Shares Sold by Dodge & Cox

Dodge & Cox decreased its stake in Bristol-Myers Squibb (NYSE:BMY – Free Report) by 1.4% during the 4th quarter, Holdings Channel reports. The firm owned 15,402,468 shares of the biopharmaceutical company’s stock... More of this article »
Image for iShares ESG Aware MSCI USA ETF (NASDAQ:ESGU) is Ally Invest Advisors Inc.’s 9th Largest Position

iShares ESG Aware MSCI USA ETF (NASDAQ:ESGU) is Ally Invest Advisors Inc.’s 9th Largest Position

Ally Invest Advisors Inc. grew its stake in iShares ESG Aware MSCI USA ETF (NASDAQ:ESGU – Free Report) by 0.8% during the fourth quarter, Holdings Channel.com reports. The fund owned 328,656 shares of the company’s stock... More of this article »
Image for Regal Investment Advisors LLC Buys Shares of 38,829 Micron Technology, Inc. (NASDAQ:MU)

Regal Investment Advisors LLC Buys Shares of 38,829 Micron Technology, Inc. (NASDAQ:MU)

Regal Investment Advisors LLC acquired a new stake in shares of Micron Technology, Inc. (NASDAQ:MU – Free Report) in the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC).... More of this article »
Image for Jump Financial LLC Has $12.34 Million Position in Enphase Energy, Inc. (NASDAQ:ENPH)

Jump Financial LLC Has $12.34 Million Position in Enphase Energy, Inc. (NASDAQ:ENPH)

Jump Financial LLC boosted its position in Enphase Energy, Inc. (NASDAQ:ENPH – Free Report) by 983.9% during the fourth quarter, Holdings Channel reports. The institutional investor owned 179,695 shares of the semiconductor... More of this article »
Image for NIKE, Inc. (NYSE:NKE) Shares Sold by Montag & Caldwell LLC

NIKE, Inc. (NYSE:NKE) Shares Sold by Montag & Caldwell LLC

Montag & Caldwell LLC trimmed its position in shares of NIKE, Inc. (NYSE:NKE – Free Report) by 40.0% in the fourth quarter, HoldingsChannel reports. The institutional investor owned 2,178 shares of the footwear maker’s... More of this article »
Image for Gabelli Funds LLC Sells 58,956 Shares of The Bank of New York Mellon Co. (NYSE:BK)

Gabelli Funds LLC Sells 58,956 Shares of The Bank of New York Mellon Co. (NYSE:BK)

Gabelli Funds LLC trimmed its position in shares of The Bank of New York Mellon Co. (NYSE:BK – Free Report) by 3.5% during the 4th quarter, according to its most recent Form 13F filing with the Securities & Exchange Commission.... More of this article »
Image for Affinity Asset Advisors LLC Trims Position in Rezolute, Inc. (NASDAQ:RZLT)

Affinity Asset Advisors LLC Trims Position in Rezolute, Inc. (NASDAQ:RZLT)

Affinity Asset Advisors LLC trimmed its stake in Rezolute, Inc. (NASDAQ:RZLT – Free Report) by 7.4% in the 4th quarter, according to the company in its most recent filing with the Securities and Exchange Commission (SEC). The... More of this article »
Image for Avalo Therapeutics, Inc. (NASDAQ:AVTX) Shares Acquired by Affinity Asset Advisors LLC

Avalo Therapeutics, Inc. (NASDAQ:AVTX) Shares Acquired by Affinity Asset Advisors LLC

Affinity Asset Advisors LLC raised its stake in Avalo Therapeutics, Inc. (NASDAQ:AVTX – Free Report) by 1,123.9% during the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission... More of this article »
Image for Aerovate Therapeutics, Inc. (NASDAQ:AVTE) Shares Purchased by Affinity Asset Advisors LLC

Aerovate Therapeutics, Inc. (NASDAQ:AVTE) Shares Purchased by Affinity Asset Advisors LLC

Affinity Asset Advisors LLC raised its position in Aerovate Therapeutics, Inc. (NASDAQ:AVTE – Free Report) by 33.3% in the 4th quarter, according to the company in its most recent 13F filing with the Securities and Exchange... More of this article »
Image for Generac Holdings Inc. (NYSE:GNRC) Stock Holdings Lessened by Regal Investment Advisors LLC

Generac Holdings Inc. (NYSE:GNRC) Stock Holdings Lessened by Regal Investment Advisors LLC

Regal Investment Advisors LLC lessened its holdings in shares of Generac Holdings Inc. (NYSE:GNRC – Free Report) by 17.3% in the fourth quarter, Holdings Channel.com reports. The institutional investor owned 29,060 shares of... More of this article »
Image for Unilever PLC (NYSE:UL) Shares Acquired by United Capital Financial Advisors LLC

Unilever PLC (NYSE:UL) Shares Acquired by United Capital Financial Advisors LLC

United Capital Financial Advisors LLC lifted its stake in Unilever PLC (NYSE:UL – Free Report) by 28.2% during the fourth quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The... More of this article »
Image for United Capital Financial Advisors LLC Buys 12,939 Shares of iShares MSCI Emerging Markets ex China ETF (NASDAQ:EMXC)

United Capital Financial Advisors LLC Buys 12,939 Shares of iShares MSCI Emerging Markets ex China ETF (NASDAQ:EMXC)

United Capital Financial Advisors LLC grew its stake in shares of iShares MSCI Emerging Markets ex China ETF (NASDAQ:EMXC – Free Report) by 1.9% in the 4th quarter, HoldingsChannel reports. The fund owned 684,197 shares of the... More of this article »
Image for United Capital Financial Advisors LLC Trims Stake in Vanguard Small-Cap Growth ETF (NYSEARCA:VBK)

United Capital Financial Advisors LLC Trims Stake in Vanguard Small-Cap Growth ETF (NYSEARCA:VBK)

United Capital Financial Advisors LLC trimmed its position in Vanguard Small-Cap Growth ETF (NYSEARCA:VBK – Free Report) by 1.6% in the 4th quarter, according to its most recent 13F filing with the Securities and Exchange Commission.... More of this article »
Image for United Capital Financial Advisors LLC Raises Stake in Booking Holdings Inc. (NASDAQ:BKNG)

United Capital Financial Advisors LLC Raises Stake in Booking Holdings Inc. (NASDAQ:BKNG)

United Capital Financial Advisors LLC raised its holdings in shares of Booking Holdings Inc. (NASDAQ:BKNG – Free Report) by 0.4% during the fourth quarter, according to its most recent disclosure with the Securities and Exchange... More of this article »
Image for Anchor Investment Management LLC Purchases 99 Shares of Thermo Fisher Scientific Inc. (NYSE:TMO)

Anchor Investment Management LLC Purchases 99 Shares of Thermo Fisher Scientific Inc. (NYSE:TMO)

Anchor Investment Management LLC grew its holdings in shares of Thermo Fisher Scientific Inc. (NYSE:TMO – Free Report) by 0.9% during the fourth quarter, HoldingsChannel reports. The institutional investor owned 11,465 shares... More of this article »